SEBI Registration | Compliance Support | Portfolio Management Authorizationy
PROBAY™ provides professional assistance for Portfolio Management Services (PMS) Registration in India, helping individuals and entities obtain authorization to offer portfolio management services to clients. Our experts assist throughout the registration process including documentation preparation, application filing, regulatory compliance, and interaction with the regulator.
Portfolio Management Services (PMS) Registration is the license granted by SEBI to individuals or entities that provide portfolio management services to clients by managing their investments in securities.
Under the SEBI (Portfolio Managers) Regulations, 2020, a portfolio manager is a person or entity who manages funds or securities on behalf of clients in accordance with a portfolio management agreement.
aPortfolio management services allow professional management of investments with the objective of achieving financial growth while managing risks.
Obtaining registration ensures that portfolio managers operate within a regulated framework and maintain investor confidence.
Registration is required for individuals and entities engaged in managing client investments in securities.
Companies offering portfolio management services to investors
Financial institutions managing investment portfolios
Investment firms providing discretionary portfolio management
Firms providing non-discretionary portfolio management services
Asset management entities managing investment portfolios for clients
Any person or entity managing client funds or securities for a fee must obtain PMS registration from SEBI.
Applicants must meet certain eligibility conditions before applying for SEBI PMS registration.
Meeting these requirements ensures professional competency and regulatory compliance.
Obtaining PMS Registration offers several advantages.
Registration ensures that portfolio managers operate within a regulated and transparent framework.
Let PROBAY manage the legal process while you focus on growth.
Our experienced professionals help ensure a smooth and efficient registration process.
Let PROBAY™ assist you with Portfolio Management Services (PMS) Registration in India and help you establish a compliant and professionally managed portfolio management business.
Find questions and answers related to the registrations, tax filings, updates, and support.
PMS Registration is the registration granted by SEBI to entities providing portfolio management services to clients by managing their investments in securities.
Portfolio managers are regulated under the SEBI (Portfolio Managers) Regulations, 2020.
Any entity managing client funds or securities for consideration must obtain PMS registration from SEBI.
No. Generally PMS registration is granted to companies or eligible entities meeting the prescribed requirements.
Registered portfolio managers can manage client investments in securities through discretionary or non-discretionary portfolio management services.
Yes. Providing portfolio management services without registration may violate SEBI regulations.
Documents such as incorporation documents, PAN, financial statements, infrastructure details, compliance policies, and other supporting documents may be required.
The timeline may vary depending on regulatory review and completeness of the application.
SEBI regulations prescribe a minimum investment amount for PMS clients.
The registration remains valid subject to compliance with SEBI regulations and payment of applicable fees.
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